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NATIONAL FORUM OF EDUCATIONAL ADMINISTRATION AND SUPERVISION JOURNAL
                       VOLUME 25, NUMBER 3, 2008-2009




   Doctoral Dissertation Advising: Keys to
     Improvement of Completion Rates
                    William Allan Kritsonis
                              Professor
              PhD Program in Educational Leadership
                   Prairie View A&M University
                 The Texas A&M University System
                      Distinguished Alumnus
                   Central Washington University
            College of Education and Professional Studies
                       Invited Guest Lecturer
                         Oxford Round Table
                   University of Oxford, England

                       Robert L. Marshall
                              Professor
                          Doctoral Program
                      Western Illinois University
               Invited Guest Lecturer Macomb, Illinois
                       Invited Guest Lecturer
                         Oxford Round Table
                    University of Oxford, England


                            ABSTRACT

The purpose of this article is to provide suggestions for doctoral
dissertation advisors. The content was developed from discussions
with colleagues, doctoral candidates, recipients of advanced
degrees, and reviewing literature pertaining to doctoral studies.
This article provides some general guidelines and practical
functions for doctoral dissertation advisors.


                                  74
75   NATIONAL FORUM OF EDUCATIONAL ADMINISTRATION AND SUPERVISION JOURNAL




                                 Introduction



T       hose who succeed in academic scholastic writing at the
        advanced levels typically write an excellent doctoral
        dissertation. In writing a dissertation, there appears to be an
enjoyment of the constant flowing of ideas. At the doctoral level,
mentors are critically important in helping their students complete the
dissertation, and later in getting graduates published at the national
level in refereed, juried, peer-reviewed scholarly journals.


                            Purpose of the Article

     The purpose of this article is to establish some basic functions of
the doctoral dissertation advisor. Hopefully, the suggestions will help
others in the doctoral advisement process.
          Basic Functions of the Doctoral Dissertation Advisor

    The following suggestions are functions of a doctoral dissertation
advisor:

         1. Keep a folder for each doctoral student. This will give you
            the opportunity to review previous and current work
            completed by the student. It will give you the opportunity
            to review your own comments. Reviewing the folder
            periodically enables you to firmly grasp the student’s
            concerns with conducting research.

         2. Answer all email correspondence with doctoral students in
            a timely manner. Keep track of emails that you send and
            other correspondence. Make certain that you communicate
            to students frequently. Not communicating with doctoral
            students is condescending and shows disrespect.
William A. Kritsonis & Robert L. Marshall 76




3. Establish a personal, but professional relationship with
   your doctoral student advisees. Being a mentor is a very
   serious responsibility. See each of your students first as
   people. They have goals and aspirations just as you do.

4. Develop your own style in dissertation advising. The best
   way to develop your own style is simply by doing it.

5. Be positive in working with doctoral students on their
   dissertation. Make certain to provide feedback that is
   constructive and useful. Always strive to be positive and
   enthusiastic in working with doctoral students on their
   dissertations. Be cheerful, optimistic, and helpful. Direct
   advisees to relevant sources of information.

6. Serve as the key person in guiding the production of an
   acceptable high quality dissertation.

7.   The chair is the leader of the committee and its liaison with
     the student. Assume the primary responsibility of assuring
     that the dissertation committee works effectively as a
     collaborative team.

8. Expectations of both service to the student and service to
   the academic discipline and professional field

9. Continually monitor students’              progress      with        the
   dissertation from start to finish

10. Know your own strengths, attributes, weaknesses, counter
     productive tendencies and limitations.

11. Do you homework in working with each advisee. Make
    certain to study the dissertation topic your advisee is
    interested in developing.
77   NATIONAL FORUM OF EDUCATIONAL ADMINISTRATION AND SUPERVISION JOURNAL




         12. Think about your own dissertation experience. Avoid any
             mistakes that were made. Incorporate effective strategies
             that work.

         13. Encourage advisees to document what they want to do as a
             dissertation topic.

         14. Strive to make a difference as an advisor to your advisee.
             Model appropriate behavior.

         15. Make your presence matter in the life of the doctoral
             student.

         16. Accept the fact you know more about writing a dissertation
             than your advisee. A high quality job of directing is an
             expectation.

         17. As an advisor, recognize the time when the dissertation
             topic must be revised or changed. Do not be afraid to tell
             an advisee when they are wasting time on something that
             will not work or is not relevant.

         18. Be ready to suggest to your advisee the need to shift the
             research time to other areas of the dissertation if you see
             the advisee bog down.

         19. Do not hesitate to tell the advisee to put more effort into the
             dissertation.

         20. Make certain to realize as an advisor there are many
             different strategies for writing a doctoral dissertation.

         21. Encourage doctoral students to talk with others who are
             writing their dissertation. They often can provide practical
             feedback and encouragement.
William A. Kritsonis & Robert L. Marshall 78




22. Encourage doctoral students to communicate with others in
    different colleges or departments who are writing their
    dissertation.

23. Encourage advisees to explore ideas beyond your
    suggestions.

24. Tell your advisees how you like to work with them. If you
    need to work from an outline – tell the advisee. Let
    advisees know your own work habits.

25. Remember, it is the advisee’s dissertation – not yours.
    They must do the work.

26. If you are an inexperienced dissertation advisor, try to work
    with a colleague who has successful experience. As an
    advisor, you are there to help. Help as much as you
    possibly can.

27. Be supportive of the advisee’s work. Use specific examples
    in telling advisees their work is good or not acceptable.
    Point out where the work needs improvement.

28. Make certain you develop the habit of getting things back
    to students in a timely manner; hopefully, within five - ten
    business days. Through being diligent in your efforts, the
    advisee will keep focused. Read dissertation chapters at
    your earliest convenience. Do not let too much time elapse.
    Remember, you are a busy person and so is your advisee.
    Establish timelines with the advisee and meet them.

29. Give your doctoral students the responsibility of meeting
    deadlines.
79   NATIONAL FORUM OF EDUCATIONAL ADMINISTRATION AND SUPERVISION JOURNAL




         30. Be accessible to the student. Keep appointments with
             students and be present at all committee meetings that
             involve working with students and dissertations.

         31. Encourage students to contact you if you have taken too
             long to respond to them.

         32. As an advisor, give lots of suggestions. Be specific, exact,
             concise, detailed, and comprehensive in all aspects of your
             advising.

         33. Encourage your doctoral students to talk with their
             committee members throughout the entire process. Other
             committee members might suggest different approaches or
             a new study altogether. When this happens, meet with the
             advisee. Perhaps you will agree or disagree. Keep the
             dialogue open and positive.

         34. It is your duty to encourage your advisees to do the work
             that must be done to have a quality and professionally
             satisfying dissertation.

         35. Be available. If this means meeting with a doctoral student
             at a location other than the university, do it. Some advisees
             need a lot of attention, guidance, and direction. Others are
             self-directive. Be flexible and adaptable.

         36. The advisee should not hear major changes for the first
             time at the proposal defense.

         37. In giving guidance to your advisees, constantly prepare
             them for their proposal defense and ultimately defending
             their dissertation. This will keep them focused.

         38. Do not take on the job of advisor if you do not intend to
             make it a priority. Dissertation advisement takes an
William A. Kritsonis & Robert L. Marshall 80




   enormous amount of time and commitment. During the
   entire process, it will be necessary for you to meet with the
   other members of the dissertation committee to discuss the
   progress of the doctoral student.

39. You want your students to tell you “I like the way you are
    always available, keep up the good work.”

40. The doctoral student and advisor should consult someone
    other than the student’s committee members for special
    advising or expertise.

41. Help your advisee when there is a need to clarify the
    dissertation topic.

42. Try to obtain adequate funding for your advisee’s research.

43. Link students with similar dissertation topics together.

44. During the advisement process, dissertation advisors
    should mentor students by helping them to prepare
    manuscripts for publication in national, refereed, peer
    reviewed journals.

45. Consider or recommend doctoral students for university
    responsibilities, such as facilitating classes when professors
    are unavailable, and giving examinations at distance
    learning facilities. This gives them experiences in higher
    education.

46. Involve doctoral students with coordinating orientation
    sessions for new students. Assign experienced students in
    the program as mentors to incoming students. Develop a
    social student group with regular meeting times.
81   NATIONAL FORUM OF EDUCATIONAL ADMINISTRATION AND SUPERVISION JOURNAL




         47. As a dissertation advisor, develop an approval form for
             both the proposal and dissertation defense that must be
             signed by all committee members prior to scheduling a
             formal meeting. By doing so, the committee members
             agree the student is ready to present and defend.

         48. Prompt and encourage students regularly to complete the
             dissertation and the program in a timely manner. Assist the
             student with a graphic timeline and make it your mission in
             life to see that your advisees become completers.

         49. Facilitate the use of related resources of the university at
             large.

         50. Again…Be Available to the Student!


                            Concluding Remarks

       In conclusion, the purpose of this article was to establish some
general duties of a dissertation advisor. There are numerous
responsibilities of a dissertation advisor and these are only a few. In
addition, our intention was to provide some general guidelines for
thoughtful consideration. Perhaps, you can add to the list give below.
William A. Kritsonis & Robert L. Marshall 82




                           References


Dave, R. (2007 December). Quality time with your dissertation.
      Retrieved December 4, 2007, from the Association for Support
      of Graduate Students Website: http://www.asgs.org/
Eastwood, J.S. (2000). Comprehensive editing. Retrieved December
      2, 2007, from http://www.jeastwood.com
83   NATIONAL FORUM OF EDUCATIONAL ADMINISTRATION AND SUPERVISION JOURNAL




Jensen, S. (2000). Dissertation news. Retrieved December 3, 2007,
       from http://www.dissertationdoctor.com

Kritsonis, W.A. (2008). Functions of the Dissertation Advisor.
       Focus on Colleges, University, and Schools, 2 (1) 2008.

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Improving Doctoral Dissertation Completion Rates

  • 1. NATIONAL FORUM OF EDUCATIONAL ADMINISTRATION AND SUPERVISION JOURNAL VOLUME 25, NUMBER 3, 2008-2009 Doctoral Dissertation Advising: Keys to Improvement of Completion Rates William Allan Kritsonis Professor PhD Program in Educational Leadership Prairie View A&M University The Texas A&M University System Distinguished Alumnus Central Washington University College of Education and Professional Studies Invited Guest Lecturer Oxford Round Table University of Oxford, England Robert L. Marshall Professor Doctoral Program Western Illinois University Invited Guest Lecturer Macomb, Illinois Invited Guest Lecturer Oxford Round Table University of Oxford, England ABSTRACT The purpose of this article is to provide suggestions for doctoral dissertation advisors. The content was developed from discussions with colleagues, doctoral candidates, recipients of advanced degrees, and reviewing literature pertaining to doctoral studies. This article provides some general guidelines and practical functions for doctoral dissertation advisors. 74
  • 2. 75 NATIONAL FORUM OF EDUCATIONAL ADMINISTRATION AND SUPERVISION JOURNAL Introduction T hose who succeed in academic scholastic writing at the advanced levels typically write an excellent doctoral dissertation. In writing a dissertation, there appears to be an enjoyment of the constant flowing of ideas. At the doctoral level, mentors are critically important in helping their students complete the dissertation, and later in getting graduates published at the national level in refereed, juried, peer-reviewed scholarly journals. Purpose of the Article The purpose of this article is to establish some basic functions of the doctoral dissertation advisor. Hopefully, the suggestions will help others in the doctoral advisement process. Basic Functions of the Doctoral Dissertation Advisor The following suggestions are functions of a doctoral dissertation advisor: 1. Keep a folder for each doctoral student. This will give you the opportunity to review previous and current work completed by the student. It will give you the opportunity to review your own comments. Reviewing the folder periodically enables you to firmly grasp the student’s concerns with conducting research. 2. Answer all email correspondence with doctoral students in a timely manner. Keep track of emails that you send and other correspondence. Make certain that you communicate to students frequently. Not communicating with doctoral students is condescending and shows disrespect.
  • 3. William A. Kritsonis & Robert L. Marshall 76 3. Establish a personal, but professional relationship with your doctoral student advisees. Being a mentor is a very serious responsibility. See each of your students first as people. They have goals and aspirations just as you do. 4. Develop your own style in dissertation advising. The best way to develop your own style is simply by doing it. 5. Be positive in working with doctoral students on their dissertation. Make certain to provide feedback that is constructive and useful. Always strive to be positive and enthusiastic in working with doctoral students on their dissertations. Be cheerful, optimistic, and helpful. Direct advisees to relevant sources of information. 6. Serve as the key person in guiding the production of an acceptable high quality dissertation. 7. The chair is the leader of the committee and its liaison with the student. Assume the primary responsibility of assuring that the dissertation committee works effectively as a collaborative team. 8. Expectations of both service to the student and service to the academic discipline and professional field 9. Continually monitor students’ progress with the dissertation from start to finish 10. Know your own strengths, attributes, weaknesses, counter productive tendencies and limitations. 11. Do you homework in working with each advisee. Make certain to study the dissertation topic your advisee is interested in developing.
  • 4. 77 NATIONAL FORUM OF EDUCATIONAL ADMINISTRATION AND SUPERVISION JOURNAL 12. Think about your own dissertation experience. Avoid any mistakes that were made. Incorporate effective strategies that work. 13. Encourage advisees to document what they want to do as a dissertation topic. 14. Strive to make a difference as an advisor to your advisee. Model appropriate behavior. 15. Make your presence matter in the life of the doctoral student. 16. Accept the fact you know more about writing a dissertation than your advisee. A high quality job of directing is an expectation. 17. As an advisor, recognize the time when the dissertation topic must be revised or changed. Do not be afraid to tell an advisee when they are wasting time on something that will not work or is not relevant. 18. Be ready to suggest to your advisee the need to shift the research time to other areas of the dissertation if you see the advisee bog down. 19. Do not hesitate to tell the advisee to put more effort into the dissertation. 20. Make certain to realize as an advisor there are many different strategies for writing a doctoral dissertation. 21. Encourage doctoral students to talk with others who are writing their dissertation. They often can provide practical feedback and encouragement.
  • 5. William A. Kritsonis & Robert L. Marshall 78 22. Encourage doctoral students to communicate with others in different colleges or departments who are writing their dissertation. 23. Encourage advisees to explore ideas beyond your suggestions. 24. Tell your advisees how you like to work with them. If you need to work from an outline – tell the advisee. Let advisees know your own work habits. 25. Remember, it is the advisee’s dissertation – not yours. They must do the work. 26. If you are an inexperienced dissertation advisor, try to work with a colleague who has successful experience. As an advisor, you are there to help. Help as much as you possibly can. 27. Be supportive of the advisee’s work. Use specific examples in telling advisees their work is good or not acceptable. Point out where the work needs improvement. 28. Make certain you develop the habit of getting things back to students in a timely manner; hopefully, within five - ten business days. Through being diligent in your efforts, the advisee will keep focused. Read dissertation chapters at your earliest convenience. Do not let too much time elapse. Remember, you are a busy person and so is your advisee. Establish timelines with the advisee and meet them. 29. Give your doctoral students the responsibility of meeting deadlines.
  • 6. 79 NATIONAL FORUM OF EDUCATIONAL ADMINISTRATION AND SUPERVISION JOURNAL 30. Be accessible to the student. Keep appointments with students and be present at all committee meetings that involve working with students and dissertations. 31. Encourage students to contact you if you have taken too long to respond to them. 32. As an advisor, give lots of suggestions. Be specific, exact, concise, detailed, and comprehensive in all aspects of your advising. 33. Encourage your doctoral students to talk with their committee members throughout the entire process. Other committee members might suggest different approaches or a new study altogether. When this happens, meet with the advisee. Perhaps you will agree or disagree. Keep the dialogue open and positive. 34. It is your duty to encourage your advisees to do the work that must be done to have a quality and professionally satisfying dissertation. 35. Be available. If this means meeting with a doctoral student at a location other than the university, do it. Some advisees need a lot of attention, guidance, and direction. Others are self-directive. Be flexible and adaptable. 36. The advisee should not hear major changes for the first time at the proposal defense. 37. In giving guidance to your advisees, constantly prepare them for their proposal defense and ultimately defending their dissertation. This will keep them focused. 38. Do not take on the job of advisor if you do not intend to make it a priority. Dissertation advisement takes an
  • 7. William A. Kritsonis & Robert L. Marshall 80 enormous amount of time and commitment. During the entire process, it will be necessary for you to meet with the other members of the dissertation committee to discuss the progress of the doctoral student. 39. You want your students to tell you “I like the way you are always available, keep up the good work.” 40. The doctoral student and advisor should consult someone other than the student’s committee members for special advising or expertise. 41. Help your advisee when there is a need to clarify the dissertation topic. 42. Try to obtain adequate funding for your advisee’s research. 43. Link students with similar dissertation topics together. 44. During the advisement process, dissertation advisors should mentor students by helping them to prepare manuscripts for publication in national, refereed, peer reviewed journals. 45. Consider or recommend doctoral students for university responsibilities, such as facilitating classes when professors are unavailable, and giving examinations at distance learning facilities. This gives them experiences in higher education. 46. Involve doctoral students with coordinating orientation sessions for new students. Assign experienced students in the program as mentors to incoming students. Develop a social student group with regular meeting times.
  • 8. 81 NATIONAL FORUM OF EDUCATIONAL ADMINISTRATION AND SUPERVISION JOURNAL 47. As a dissertation advisor, develop an approval form for both the proposal and dissertation defense that must be signed by all committee members prior to scheduling a formal meeting. By doing so, the committee members agree the student is ready to present and defend. 48. Prompt and encourage students regularly to complete the dissertation and the program in a timely manner. Assist the student with a graphic timeline and make it your mission in life to see that your advisees become completers. 49. Facilitate the use of related resources of the university at large. 50. Again…Be Available to the Student! Concluding Remarks In conclusion, the purpose of this article was to establish some general duties of a dissertation advisor. There are numerous responsibilities of a dissertation advisor and these are only a few. In addition, our intention was to provide some general guidelines for thoughtful consideration. Perhaps, you can add to the list give below.
  • 9. William A. Kritsonis & Robert L. Marshall 82 References Dave, R. (2007 December). Quality time with your dissertation. Retrieved December 4, 2007, from the Association for Support of Graduate Students Website: http://www.asgs.org/ Eastwood, J.S. (2000). Comprehensive editing. Retrieved December 2, 2007, from http://www.jeastwood.com
  • 10. 83 NATIONAL FORUM OF EDUCATIONAL ADMINISTRATION AND SUPERVISION JOURNAL Jensen, S. (2000). Dissertation news. Retrieved December 3, 2007, from http://www.dissertationdoctor.com Kritsonis, W.A. (2008). Functions of the Dissertation Advisor. Focus on Colleges, University, and Schools, 2 (1) 2008.